Partnering with Financial Advisors
It’s your relationship. Let’s provide your clients with world-class service, together.
are you open to a joint partnership co-servicing your plans?
Are you interested in selling a portion, or all of your plans?
are you retiring and looking for a succession plan for your book?
Services available:
On-Site Education:
If you’d like a hand delivering participant education, we’d be happy to help. We offer sessions online, or in-person. Group, one-on-one’s, or both. Monthly, quarterly, semi-annual or annual — we’re flexible.
Benchmarking:
The DOL requires your Plan Sponsors to benchmark their Retirement Plan no less than every three years. We’ll conduct a full RFP analyzing investment options, administration services, plan design, recordkeeping providers and all associated fees using unbiased, comprehensive third-party analysis resources.
Co-Fiduciary Services:
We’re happy to act as a standalone 3(21), or 3(38) co-fiduciary for your clients. They’ll reap the benefits of our proven and detailed quarterly fund screening process including independent quantitative and qualitative analysis.
Annual Plan Reviews:
As part of your ongoing due-diligence we’ll help your client(s) review their overall plan health in detail to ensure their plan is succeeding. We’ll create and monitor a custom fiduciary file helping them adhere to and honor their responsibilities.